Privacy Policy

				Privacy Policy
Welcome to! We work hard to protect your personal information
and ensure your information is kept private and secure. The following privacy
policy outlines the types of personal information that LLC, Securities, for Business, and
Financial LLC (collectively “”) collect, including through’s websites (, and our mobile
applications for iOS and Android devices. It also explains why we collect
your information and how we use it.
Privacy is important to We will never rent or sell your
information to anyone. If you have any questions or if you believe that has not adhered to this privacy policy, please send us a note at
Information We Collect and Why
In order to provide a high-quality service, collects various types
of information when you visit the website or mobile app, sign-up as a customer,
or otherwise engage with
Visitor Information
We collect various types of anonymous information about visitors to, such as device-related information (including browser type and
IP address) and server log information (including the date and time of day of your
visit, average time spent on the site, browsing activity, and any
site that referred you to We also collect information that you
input into our website, e.g., by beginning the account application process or by
commenting on the blog. We use this information to better
understand our visitors and our business, facilitate site navigation, provide the
services or information you request, and enhance the service.
Customer Information
When you choose to create an account with, we will also collect
certain personal information, including your full legal name, email address,
permanent address, date of birth, social security number and information about
financial status. We are required by law to collect this information to provide you
with financial services. If you do not wish to provide this information, you cannot
become a customer.
Retirement Plan Sponsor and Participant Information

When a company creates an account with as a retirement plan
sponsor, we will collect information on both the company and its employees as
plan participants, including but not limited to, the company’s name, the
company’s employer identification number, details about the company’s existing
retirement plans, an email address of the company’s contact person and other
relevant plan information. We will also collect certain personal and financial
information about the plan participants, including, but not limited to, names,
social security numbers, dates of birth, annual incomes, addresses, length of
service with the company, gender, marital status, dates of hire, email addresses
and other contact information, occupation, industry, personal interests, bank
account balance, salary information, contribution rates and tax bracket.
Other Ways We Collect Information
Apart from through the account opening process and from visitors to the site, we
may collect various other types of personal information if you or a friend engages
with We collect your email address as part of our customer
referral service or if you subscribe to the blog. We may also
collect personal information if you enter it into our live chat program or contact us
or otherwise give it to us (e.g., in an email, phone call, or live chat with a member
of our customer support team). Further, we may collect information regarding
your browsing activity when you visit’s websites and actions you
take within your account while logged in to your
Cookies and Pixels
Cookies are small pieces of data that are stored on your computer, mobile phone
or any other device used to access the internet. Pixels are small code blocks on
a website that allow for another server to measure viewing of a webpage and
often are used in connection with cookies.
We use these technologies to customize and improve your
experience with the site. Cookies store anonymous information, such as whether
you viewed the site from your mobile device. We may store some personal
information in a cookie and/or pixel, such as the site that you visited immediately
prior to visiting and relevant financial information that allows us
to enhance your user experience and for marketing purposes. Additionally, we
may use a cookie and/or pixel that only stores anonymous information to track
visitors across websites or devices to better customize our marketing and
advertising campaigns.
Cookies, pixels, and similar technologies are not required for site functionality.
You are not required to accept any cookies or pixels to use this site. However,
refusing to accept cookies or pixels will make the use of more
cumbersome and less accessible.
Advertising Companies advertises our services on websites not affiliated with, and we contract with third-party advertising companies to
display these ads. These third-party advertising companies, along with data
exchanges and similar providers, may use cookies and similar technologies to
collect technical and web navigational information, such as device type, browser
type, IP address, and pages visited.  We do not provide any information to these
advertising companies that could personally identify our users or clients, and they
do not collect such information for us. and third-party advertising companies may use the data
collected to provide you with ads relevant to you and personalized content while
you are on or other sites.
Additionally, many network advertising programs allow you to view and manage
the interest categories they have compiled from your online browsing activities.
These interest categories help determine the types of targeted advertisements
you may receive.
Because mobile devices may vary in how they operate and may not use cookies,
the choice management options listed above may not work for all mobile devices
and mobile apps.
Analytics Services
We use third-party analytics tools, including “Google Analytics” (such tools
collectively referred to as “Analytics Services”) to collect information about the
usage of this site. The Analytics Services collect information about how often
users visit this site, what pages they visit when they do so, and what other sites
they used prior to coming to this site, among other information. We use the
information we get from these Analytics Services to improve this site.
These Analytics Services collect the IP address assigned to you on the date you
visit this site, along with other anonymized information (e.g., browser type and
type of device used to visit the site), but not your name or other personally
identifiable information. The Analytics Services’ ability to use and share
information about your visits to this site is restricted by their terms of use and
privacy policies. We do not combine the information collected through the use of
Google Analytics with personally identifiable information. 
You can prevent Google Analytics from recognizing you on return visits to this
site by disabling cookies on your browser. You can opt-out of Google Analytics
by installing the Google Analytics Opt-out Browser Add-on here.
How We Use Your Personal Information uses your personal information to provide financial advice and
other financial services; enhance your customer experience; improve our

products and features; provide customer support; open, operate, and maintain
your account in accordance with US law; investigate and understand how is used; monitor and protect the security and integrity of; and better market and advertise’s services. You
understand and agree that will compare your identifying
information with government-provided lists of suspected terrorists.
As part of this process, we may from time to time include, compile, or aggregate
some of your personal information in certain data analysis, reports, or other
interpretations of investment trends for both internal and external purposes.
When including, compiling, or aggregating personal information for such
purposes, we make sure that the information is anonymized such that it is not
identifiable to any particular customer.
Additionally, we may use your personal information to contact you regarding our
own services, resources, or job openings that we think may be of
interest to you. If you no longer wish to receive such marketing communications
from, please click the “unsubscribe” link that can be found at the
bottom of each such email message. Please note that if you hold an account with, you cannot opt-out of certain communications related to the
administration of your account, including communications related to billing,
statement and trade confirmation delivery or certain regulatory matters.
How We Share Your Information
We do not sell, rent, or trade your personal information with any third parties
other than with your consent or as required by law.
In order to provide financial services and in connection with our everyday
business purposes and activities, we may share your personal information with
third parties who perform services on our behalf.  Examples of these third parties
and services include consumer identification verification services, public
accounting firms and other professional firms, and certain other vendors and
service providers who perform marketing, advertising, research and analytics
services on our behalf. We have entered into agreements that require that these
third parties keep this information confidential. We may also disclose your
information to other third-party financial institutions, e.g., if you ask to transfer
assets from to such financial institutions.  If you choose to use’s charitable giving feature, we will share your name and email
address with the recipient charity, which the recipient charity may use to contact
We may also disclose personal information in response to service of legal
process, such as a court order, summons, or subpoena, or as permitted or
required by law when we reasonably believe it is necessary or appropriate to
investigate, prevent, or take action regarding illegal activities, suspected fraud

(including identity theft), frontrunning or scalping, situations involving potential
threats to the physical safety of any person, or suspected violations of our Terms
of Service or customer agreements. We also may disclose information about you
if necessary to determine your eligibility to recover compensation in connection
with class action lawsuits. 
Furthermore, we may disclose personal information in specific other cases with
your consent.
If you conduct business with us through for Advisors, we may
exchange information we collect with your investment professional or with others
they may authorize.
If you open a Everyday Checking account, will
share your personal information with nbkc bank and/or its agents for purposes
relating to your account.
In order to provide workplace services to employers or plan sponsors, such as
retirement savings plan services and recordkeeping services, we may exchange
any information received in connection with such services with the employer or
plan sponsor or others they may authorize. We may also share information,
including but not limited to account positions, contributions, distributions, and
cash flows, with a third-party financial institution that serves as a directed trustee
to 401(k) plans serviced by for Business and its affiliates.
How Your Personal Information is Protected works diligently to protect your personal information. We employ
several physical and electronic safeguards to keep your information safe. We use
the strongest available browser encryption, store all of our data on servers in
secure facilities, and implement systematic processes and procedures for
securing and storing data. We limit access to your personal and financial
information to only those employees with authorized access who need to know
the information in order to perform their jobs, and we require third parties who
perform services for to agree to keep your information
confidential. Furthermore, if you choose to close your account or your account is
terminated with us, we will continue to adhere to the privacy policies and
practices outlined here. If you maintain a account that you
access through our website or mobile apps, you are responsible for protecting
and maintaining the confidentiality of your account and password and restricting
access to your computer.
How You Can Access or Change Your Personal Information That
We Have Collected

Once you have registered with, you can access your profile,
review the information that is stored, and revise that information. If you have any
problems, you may also contact us at Due to US
regulatory requirements, we do not delete residual copies of outdated information
and must preserve all customer data for a minimum of three years.
Other Important Information
Former Customers
If you are a former customer, these policies also apply to you; we treat your
information with the same care as we do information about current customers.
How We Respond to Do Not Track Signals
Online tracking is the collection of data about an individual’s Internet activity used
to deliver targeted advertisements and for other purposes. Customers using
certain modern browsers have the ability to activate a “Do Not Track” signal. does not currently respond to the “Do Not Track” signal.
How You Accept This Policy
By using and continuing to use the websites, mobile apps and/or
services, or otherwise providing us with personal information (such as an email
address) you agree to the terms and conditions of this privacy policy and any
updates thereto. This policy may change from time to time. This is our entire and
exclusive privacy policy and it supersedes any earlier version. Our Terms and
Conditions take precedence over any conflicting privacy policy provision.
Changes to the Policy
We may modify this privacy policy over time without prior notice by posting a new
version of this privacy policy, which is your responsibility to review. Any changes
to the privacy policy will be reflected on this page and will become effective
immediately upon posting. We encourage you to periodically review this privacy
policy to stay informed about how we are protecting the personally identifiable
information we collect. If changes to the privacy policy are material, we will do
our best to notify you via email or through a notification on the site or app. Please
check the effective date below to determine if there have been any changes
since you have last reviewed the privacy policy.
Our service is not directed towards anyone under the age of 18. If a parent or
guardian becomes aware that his or her child under the age of 18 has created an
account with and/or provided us with personally identifiable
information, please contact us at Additionally, if
we become aware at any point that a child under the age of 18 is using our
service, we will terminate his or her account.
Your Rights as a California Resident

We will limit the sharing of the California residents’ personal information upon
request, as required by law.
Residents of California have the right to request from us certain information with
respect to the types of personal information we share with third parties for those
third parties’ direct marketing purposes and the identities of the third parties with
whom the business has shared such information during the immediately
preceding calendar year. To exercise your rights, you may make one request
each year by emailing us at Your request should
specify your full name and the email address you used when submitting personal
information to us.
International Visitors
This Service is hosted in the United States. If you are an international visitor, you
should note that by providing your personal information, you are: (i) permitting
the transfer of your personal information to the United States which may not have
the same data protection laws as the country in which you reside; and (ii)
permitting the use of your personal information in accordance with this privacy